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The only thing we’re missing is you
Help us create success that really matters for Canadians.
Our work helps turn investors’ dreams into reality. It can do the same for the career you’ve always wanted but never quite found. Yet.
We’re a tight-knit, collaborative team that gets out of bed each day ready to rise to the standards we set for ourselves and lead the way on how a modern investment firm can think, work and grow together.
“True success is measured by how happy you are. Achieving personal goals and building healthy relationships are the vehicles that take you there.”
Linda Pauderis — Talent Manager
“I love that there is never a shortage of opportunities to learn new aspects of the business. Every new situation I encounter gives me a chance to improve as a professional.”
Justin Nelson — Senior Financial Analyst
Current openings
- Compliance / Legal (1)
- Marketing (1)
- Product (1)
Compliance Officer
Who are You:
You are an accomplished regulatory compliance specialist with strong analytical skills. You are a collaborative, meticulous individual, looking to contribute your strong problem-solving skills to an innovative growing organization.
Responsibilities:
The successful candidate is comfortable in a highly-regulated environment, has a strong understanding of required regulatory fund documentation, is extremely organized, and has experience with best practices of policies and procedures.
At its core, this role will involve refining and maintaining the compliance program for Purpose and all affiliates to ensure compliance with all policies. The role requires careful record keeping to ensure departments and employees are following policies and procedures and ability to create and maintain the current policy and procedures manual to meet the evolving compliance regulatory landscape. The successful candidate will be required to assist the business in navigating the compliance framework when creating new products and business opportunities.
Specific responsibilities include:
- Assist with leading the prospectus renewal process, including drafting and/or reviewing fund facts and ETF facts Responsible for tracking and coordinating all regulatory filings
- Assist in the organization of materials for, and completion of reports for, the Independent Review Committee, including semi-annual and quarterly reporting requirements
- Lead reviews of various business functions against internal policies and procedures
- Responsible for, and assisting with, key compliance controls, such as:
- Communicating with the trade desk as needed
- Reviewing and advising on securities registrations
- Reviewing and approving marketing and press materials
- Maintain records required under various Purpose policies, including but not limited to:
- Personal Trading
- Proxy Voting
- Anti Money Laundering
- Conflicts on Interest
- Lead the maintenance and testing of Purpose’s Business Continuity Plan (BCP), and assist in the development of the BCP
- Contribute to the development of internal control process and their implementation and management
- Contribute to the maintenance and review of the company’s policies and procedures
- Assist in building a risk-aware and control-conscious culture by contributing to the creation of a consistent integrated risk management framework for the company