Governance

Who We Are

Maintaining the confidence of investors, advisors and all of our industry partners is essential to the success of Purpose. To ensure we do this, we have developed strong corporate governance policies and practices to assist us in the exercise of our responsibilities. The combined statutes and internal regulations create the framework within which Purpose Investments directs its operations, oversees activities, measures results, and provides individual and team accountability. Our actions are governed by our values and principles, and these are reinforced at all levels within the firm.

Advisory Board & Independent Review Committee

Douglas G. Hall

Douglas G. Hall was a Managing Director at RBC Capital Markets covering public and private capital raising, mergers and acquisitions support and strategic advisory assignments for diversified industry groups from 1979 until his retirement in 2005. Mr. Hall is currently a director of Pattern Energy Group Inc., a NASDAQ and TSX listed independent power company owning and operating alternate energy assets and Millar Western Forest Products Ltd., a privately-held lumber and pulp company based in Alberta, as well as a Member of the Advisory Board for Southwest Properties Ltd., a privately held real estate company based in Nova Scotia.

Randall Barnes

Prior to his retirement in 1997, Mr. Barnes spent four years as Senior Vice President and Treasurer of PepsiCo, Inc., where he was employed since 1987. He was President of the Pizza Hut International division from 1991 to 1993, and prior to that time Senior Vice President, Strategic Planning and New Business Development. Mr. Barnes is a trustee of 10 NYSE-listed closed-end funds and 44 exchange-traded funds advised, administered or serviced by Guggenheim Advisors, LLC or Claymore Securities, Inc. in the U.S.

Michael Hollend

>Michael Hollend joined TorQuest in 2009. Prior to joining TorQuest, Michael was a Partner in the Venture Capital Funds of EdgeStone Capital Partners, where he invested in and worked closely with a number of successful technology companies. Earlier in his career, Michael was with Goodmans LLP, where he established the Venture Group. Outside TorQuest, Michael is a member of the Business Development Sub-Committee of Mount Sinai Hospital, is Director of Circle of Care and previously served as a Director of the Canadian Venture Capital & Private Equity Association.
Michael holds both LL.B. and M.B.A. degrees from the University of Toronto and a B.A. (Economics) from the University of Western Ontario.

Registration

Purpose Investments Inc. is registered as a Portfolio Manager (PM), Investment Fund Manager (IFM) and Exempt Market Dealer (EMD) in the province of Ontario, an IFM in the provinces of Québec and Newfoundland and Labrador, and an EMD in the provinces of British Columbia, Alberta, Saskatchewan, Manitoba, Nova Scotia, New Brunswick, and Prince Edward Island.

Our Service Providers

Auditors Fund Custodian
ernst_young cibc_mellon
Legal Advisors
osler wildeboer_dellelce fasken martineau
Transfer Agent
equity cibc_mellon
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